ISIN Opening Procedure
Step-by-step procedure for opening an ISIN to dematerialise shares.
What this format contains
APPLICATION FOR ISIN
Amend AOA
Conduct EGM and pass “SR” For authorizing shares to be Held in Demat form
Appoint RTA
Appoint SEBI Registered RTA to coordinate with NDSL
Obtain ISIN from [FIRM NAME]
Submit the following Documents with [FIRM NAME]
BR Authorising ISIN
Digitally Signed Net Worth Certificate
ISIN Activation Form (Part A&B)
Signed Tripartite Agreement
(Issuer- RTA- [FIRM NAME])
COI
AOA
MOA
PAN
Latest audited financials & Balance Sheet + GST certificate (If Applicable)
Post Balance Sheet Issuance Documents
(PAS-3/ SH-7, Challans)
Pay Fees
Pay Fees To [FIRM NAME]
Pay Fees To RTA
Plus Security Deposit (Different From Fees)
[FIRM NAME] Will Allot / Assign ISIN within Few Days Post-Verification
Open Company Demat Account
(In The Name Of Company)
Dematerialise Existing Shares
Shareholders Should Open Demat Account
Shareholders has to Submit Dematerialization Request Form (DRF) to Their DP Alongwith Physical Share Certificates to convert them into Demat form
Dematerialise Share Holding
Ensure Shares of Promoters, Directors & KMP should be in Demat Form
File PAS-6
File PAS-6 Certified By a Practising CS / CA
Inform Shareholders about ISIN